Financial crime is a significant threat to the mortgage industry, with the risk of compliance and sensitive data breaches, ensuring your service is safe and compliant is crucial. In this guide, we provide those authorised by the Financial Conduct Authority (FCA) with actionable advice on managing financial crime risks and staying compliant with FCA guidelines.
As a mortgage broker authorised by the FCA, you are responsible for managing compliance and reducing the risk of financial crime. This guide is designed to help you navigate your regulatory responsibilities, understand common threats, and implement effective strategies to protect your business and clients.
In this guide, we will cover:
Download our new guide here to successfully protect your business from financial crime.
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