Financial crime is a significant threat to the mortgage industry, with the risk of compliance and sensitive data breaches, ensuring your service is safe and compliant is crucial. In this guide, we provide those authorised by the Financial Conduct Authority (FCA) with actionable advice on managing financial crime risks and staying compliant with FCA guidelines.
As a mortgage broker authorised by the FCA, you are responsible for managing compliance and reducing the risk of financial crime. This guide is designed to help you navigate your regulatory responsibilities, understand common threats, and implement effective strategies to protect your business and clients.
In this guide, we will cover:
- Why compliance matters
- Key financial crimes to watch
- Best practices for compliance
- Building a compliance culture
Download our new guide here to successfully protect your business from financial crime.
Learn more: How secure are you and your clients against financial crime
Learn more: Building financial security tips for Mortgage Brokers
Learn more: Helping you to identify fraud
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